PERAC Memo #6 - 2008: Tobacco Company List

Tobacco Company List

View original on MA State Library

Summary

PERAC Memo #6/2008 transmits the updated January 2008 Tobacco Company List, replacing all prior lists, pursuant to Chapter 119 of the Acts of 1997, which bars retirement systems from new investments in companies deriving over 15% of revenue from tobacco sales (including pooled funds meeting that threshold). Boards must share the list with their investment advisors (for Massachusetts public fund use only), ensure no prohibited purchases occur after January 13, 1998, and, if PERAC's audit finds noncompliant holdings, consult with PERAC before prudently divesting to come into compliance.

Full Text

MEMORANDUM #6, 2008 M E M O R A N D U M TO: All Retirement Boards FROM: Robert A. Dennis, Investment Director RE: Tobacco Company List DATE: January 18, 2008 On October 22, 1997 PERAC Memo #37/1997 informed you of the adoption of Chapter 119 of the Acts of 1997. That statute prohibits retirement systems from making any new investments in stocks, securities, or other obligations of any company which derives more than 15% of its revenue from the sale of tobacco products. On December 18, 1997 PERAC sent Memo #48 regarding the implementation of Chapter 119 and the first Tobacco Company List. Enclosed please find a Tobacco Company List dated January 2008. This list replaces any other Tobacco Company List previously sent to your board and is effective upon receipt by the retirement boards. Most of these companies appeared on previous lists and such investments were prohibited from the time the companies first appeared on the list. Please forward a copy to your investment advisors or inform them that this list is available on the PERAC Home Page under the Investment Unit’s 2008 Memo Index. In communicating with your investment advisors, please inform them that the Tobacco Company List is only for their Massachusetts public fund clients and that any other use of the list is strictly prohibited. As part of its audit process, PERAC will assess the portfolio of each board to determine compliance. That review will determine if the board, after January 13, 1998, has purchased stock, securities, or other obligations of any company which derives more than 15% of its revenue from the sale of tobacco products. In the event a portfolio is not in compliance, the board must bring the portfolio into compliance by divesting in a prudent manner. Prior to taking any action, the board shall consult with PERAC. In applying the statute to pooled funds, PERAC will assess the 15% rule against the entire pool as the board is purchasing shares in the pool not the individual holdings of the pool. Thus a pooled fund, if in violation of this standard, will be included on the list. If you have any questions, please call Robert Dennis at 617-666-4446 ext. 922. Enclosure /rc TOBACCO COMPANY LIST JANUARY 2008 Alliance One International, Inc. United States Altria Group, Inc. United States AMCON Distributing Company United States Caribbean Cigar Company United States Carolina Group United States Core-Mark Holding Co., Inc. United States Delek Resources, Inc. United States iCommerce Group Inc. United States Loews Corporation United States M&F Worldwide Corporation United States Noble Brands, Inc. United States North Atlantic Trading Company United States Reynolds American, Inc. United States Schweitzer-Mauduit International, Inc. United States Star Scientific, Inc. United States Universal Corporation United States UST Inc. United States Vector Group, Ltd. United States Wellstone Filters, Inc. United States Alpha Tobacco Manufacturing Co. Ltd. Bangladesh British American Tobacco Bangladesh Co. Ltd. Bangladesh

Souza Cruz SA Brazil

Asenovgrad BT Bulgaria Blagoevgrad BT Bulgaria Bulgartabak Holding Bulgaria Dupnitza BT Bulgaria Haskovo BT Bulgaria Plovdiv BT Bulgaria Shoumen BT Bulgaria Slantse Stara Zagora BT AD Bulgaria Sofia BT Bulgaria

Alimentation Couche-Tard Inc. Canada Rothmans, Inc. Canada COMPANY COUNTRY

Compania Chilena de Tabacos SA Chile

Mudanjiang Hengfeng Paper Co., Ltd. China

Adris Grupa d.d. Croatia Hrvatski Duhani DD Croatia Tvornica Duhana Zagreb Croatia

Philip Morris CR AS Czech Republic

Eastern Tobacco Company Egypt

British American Tobacco (Ghana) Ghana

Hellenic Duty Free Shops S.A. Greece Karelia Tobacco Co. SA Greece Keranis Holdings S.A. Greece

Shanghai Industrial Holdings Hong Kong

Godfrey Phillips India Ltd. India GTC Industries Ltd. India I.T.C. Ltd. India Kothari Products Limited India RDB Industries Limited India RTCL Ltd. India VST Industries Ltd. India

PT B.A.T. Indonesia Indonesia PT Bentoel International Investama Tbk Indonesia PT Gudang Garam Tbk Indonesia

Jerusalem Cigarette Israel

Societe Ivoirienne des Tabacs Ivory Coast

Carreras Group Ltd. Jamaica

Japan Tobacco Inc. Japan Seven & I Holdings Co., Ltd. Japan

International Tobacco & Cigarette Company Ltd. Jordan Union Tobacco Jordan COMPANY COUNTRY

British American Tobacco Kenya, Ltd. Kenya

British American Tobacco Bhd Malaysia JT International Bhd Malaysia

Grupo Carso, SAB de CV Mexico

Khyber Tobacco Company Ltd. Pakistan Pakistan Tobacco Co. Ltd. Pakistan Sarhad Cigarette Industries Ltd. Pakistan

Distell Group Ltd. South Africa Remgro Limited South Africa

KT&G Corporation South Korea

Altadis SA Spain Compania de Distribucion Integral Logista, SA Spain

Ceylon Tobacco Co. Ltd. Sri Lanka

Swedish Match Sweden

Compagnie Financiere Richemont AG Switzerland

President Chain Store Corporation Taiwan Taiwan FamilyMart Co., Ltd. Taiwan

Tanzania Cigarette Company Tanzania

West Indian Tobacco Company Ltd. Trinidad and Tobago

British American Tobacco, Plc United Kingdom Imperial Tobacco Group Plc United Kingdom Molins Plc United Kingdom

British American Tobacco (Zambia) Plc Zambia

British American Tobacco Zimbabwe Holdings Limited Zimbabwe